Responsible for Financial Industry Regulatory Authority (FINRA), Securities & Exchange Commission (SEC), & National Futures Association (NFA) registration matters & filings for Firm personnel. Providing consultations on registration requirements; validating internal & external regulatory compliance data, actioning as needed, & coordinating with divisional stakeholders; enhancing and/or automating existing compliance processes; & publishing key workflows, developing test cases, & documenting processes.
Requirements:
Bachelor's degree (U.S. or foreign equivalent) in Finance, Business, Computer Engineering, IT, or related field & 5 years experience in job offered or related role.
Application Instructions:
Job Code: 8632942. QUALIFIED APPLICANTS: Apply at gs.com & click on "Careers." NO PHONE CALLS PLEASE.
The Goldman Sachs Group, Inc., 2025. All rights reserved. Goldman Sachs is an equal opportunity employer & does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law.
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